SEC Form 4 · accession 0000040417-15-000004
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda J Genid
Officer — Assistant Corporate Secretary
Period of report
Jan 15, 2014
Accepted (ET)
Jan 16, 2015 · 2:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 5.95% Preferred StockF3,F2 | Jan 15, 2015 | J | 120 | $26.19 | A | 120 | I | By Custodian for Daughter |
| Common StockF4 | holding | — | — | — | 41,787 | I | By Thrift Plan Trust | |
| 5.95% Preferred Stock | holding | — | — | — | 30 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received from a transfer of a custodial account held by maternal grandmother.
- F2By Custodial Account for daugther, Dina Genid, under the New Jersey Uniform Transfers to Minor Act.
- F3Market price of security at 1/15/2015.
- F4By Issuer's Empolyees' Thrift Plan Trust. The undersigned disclaims any beneficial interest in these shares.