SEC Form 5/A · accession 0000040417-15-000003
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Linda J Genid
Officer — Assistant Corporate Secretary
Period of report
Dec 31, 2014
Accepted (ET)
Jan 16, 2015 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | J | 4,933 | — | A | 41,787 | I | By Thrift Plan Trust |
| 5.95% Preferred StockF3 | holding | — | — | — | 30 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein were acquired on a periodic basis in open market transactions at the prevailing market prices pursuant to the Issuer's Employees' Thrift Plan. The information is based upon a statement as of 12/31/20014 issued by the Plan Administrator.
- F2By Issuer's Employees' Thrift Plan Trust. The undersigned deisclaims any beneficial interest in these shares.
- F3This holding was left out on the initial filing of the Form 5 . The Form 5 was amended to include these shares.