SEC Form 4 · accession 0001534505-26-000008
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Ellman
Officer — EVP & CFO
Period of report
Aug 5, 2026
Accepted (ET)
Aug 7, 2026 · 4:22 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2026 | M | 18,200 | $77.07 | A | 52,561 | D | |
| Common StockF2 | Aug 5, 2026 | S | 9,452 | $179.623 | D | 43,109 | D | |
| Common StockF3 | Aug 5, 2026 | S | 8,641 | $180.5607 | D | 34,468 | D | |
| Common StockF4 | Aug 5, 2026 | S | 107 | $181.2003 | D | 34,361 | D | |
| Common Stock 401(k) | holding | — | — | — | 10,436 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020 NQ Stock Option (Right to Buy) | $77.07 | Aug 5, 2026 | M | 18,200 | D | Jan 31, 2021 | Jan 31, 2027 | Common Stock | 18,200 | 0 | D |
Explanation of responses
- F1Includes 42 shares acquired through the reinvestment of dividends.
- F2Represents the weighted average sale price. The highest price at which shares were sold was $180.1500 and the lowest price at which shares were sold was $179.1800. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.
- F3Represents the weighted average sale price. The highest price at which shares were sold was $181.1850 and the lowest price at which shares were sold was $180.2000. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.
- F4Represents the weighted average sale price. The highest price at which shares were sold was $181.2050 and the lowest price at which shares were sold was $181.2000. Information regarding the number of shares sold at each separate price will be made available from the reporting person upon request by the SEC, the issuer or its shareholders.