SEC Form 4 · accession 0001246360-19-000730
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery R. Young
Officer — SVP, Chief Tax Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 22, 2019 · 2:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | M | 2,400 | $61.175 | A | 6,754 | D | |
| Common StockF1 | Feb 21, 2019 | S | 2,223 | $77.4799 | D | 4,531 | D | |
| Common Stock 401(k) | holding | — | — | — | 239 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 NQ Stock Option (Right to Buy) | $61.175 | Feb 21, 2019 | M | 2,400 | D | Jan 26, 2018 | Jan 26, 2024 | Common Stock | 2,400 | 1,200 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $77.6300 and the lowest price at which shares were sold was $77.2198