SEC Form 4 · accession 0001246360-19-000724
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Harkness
Officer — SVP, Treas. & Chief Risk Off.
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 2,900 | $45.891 | A | 9,564 | D | |
| Common Stock | Feb 21, 2019 | F | 2,047 | $78.61 | D | 7,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $45.891 | Feb 20, 2019 | M | 2,900 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 2,900 | 0 | D |