SEC Form 4 · accession 0001246360-19-000367
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Brooks
Officer — SVP, Portfolio Management
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | A | 3,716 | $0.00 | A | 13,092 | D | |
| Common Stock | Jan 24, 2019 | F | 1,156 | $71.525 | D | 11,936 | D | |
| Common Stock 401(k) | holding | — | — | — | 557 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2019 NQ Stock Option (Right to Buy)F1 | $71.525 | Jan 24, 2019 | A | 4,900 | A | Jan 24, 2020 | Jan 24, 2026 | Common Stock | 4,900 | 4,900 | D |
Explanation of responses
- F133.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.