SEC Form 4 · accession 0001246360-18-002218
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Golden
Officer — EVP, Gen. Counsel and Secy
Period of report
Sep 12, 2018
Accepted (ET)
Sep 13, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2018 | M | 11,600 | $45.891 | A | 43,610 | D | |
| Common Stock | Sep 12, 2018 | F | 8,731 | $82.56 | D | 34,879 | D | |
| Common StockF1 | Sep 13, 2018 | S | 2,869 | $81.725 | D | 32,010 | D | |
| Common Stock 401(k) | holding | — | — | — | 830 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $45.891 | Sep 12, 2018 | M | 11,600 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 11,600 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $82.17 and the lowest price at which shares were sold was $81.42