SEC Form 4 · accession 0001246360-18-002116
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Lyons
Officer — EVP and President Rail NA
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2018 | M | 18,200 | $44.015 | A | 66,963 | D | |
| Common Stock | Aug 24, 2018 | F | 13,240 | $86.195 | D | 53,723 | D | |
| Common StockF1 | Aug 27, 2018 | S | 4,960 | $86.5937 | D | 48,763 | D | |
| Common Stock 401(k) | holding | — | — | — | 2,658 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $44.015 | Aug 24, 2018 | M | 18,200 | D | Jan 26, 2013 | Jan 26, 2019 | Common Stock | 18,200 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $86.93 and the lowest price at which shares were sold was $86.25