SEC Form 4 · accession 0001246360-18-002108
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M. Conniff
Officer — Exec. VP & Chief HR Officer
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 2,200 | $58.345 | A | 2,200 | D | |
| Common Stock | Aug 21, 2018 | F | 1,708 | $85.35 | D | 492 | D | |
| Common Stock | Aug 22, 2018 | S | 492 | $85.6386 | D | 0 | D | |
| Common Stock 401(k) | holding | — | — | — | 4,844 | I | 401(k) shares |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $58.345 | Aug 21, 2018 | M | 2,200 | D | Jan 30, 2015 | Jan 30, 2021 | Common Stock | 2,200 | 0 | D |