SEC Form 4 · accession 0001246360-18-002085
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Golden
Officer — EVP, Gen. Counsel and Secy
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 12,400 | $56.91 | A | 44,410 | D | |
| Common Stock | Aug 15, 2018 | F | 10,303 | $81.725 | D | 34,107 | D | |
| Common StockF1 | Aug 16, 2018 | S | 2,097 | $81.8864 | D | 32,010 | D | |
| Common Stock 401(k) | holding | — | — | — | 830 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $56.91 | Aug 15, 2018 | M | 12,400 | D | Jan 29, 2016 | Jan 29, 2022 | Common Stock | 12,400 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $82.1114 and the lowest price at which shares were sold was $81.6600