SEC Form 4 · accession 0001246360-18-001998
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Muckian
Officer — Sr. VP and Controller
Period of report
Aug 7, 2018
Accepted (ET)
Aug 9, 2018 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 4,400 | $45.891 | A | 14,560 | D | |
| Common Stock | Aug 7, 2018 | F | 2,970 | $84.99 | D | 11,590 | D | |
| Common StockF1 | Aug 8, 2018 | S | 1,430 | $84.9272 | D | 10,160 | D | |
| Common Stock | Aug 8, 2018 | S | 2,500 | $84.94 | D | 7,660 | D | |
| Common Stock 401(k) | holding | — | — | — | 1,212 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $45.891 | Aug 7, 2018 | M | 4,400 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 4,400 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $85.08 and the lowest price at which shares were sold was $84.70