SEC Form 4 · accession 0001246360-18-000715
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Golden
Officer — EVP, Gen. Counsel and Secy
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 11,700 | $58.345 | A | 43,318 | D | |
| Common Stock | Feb 15, 2018 | F | 10,343 | $69.80 | D | 32,975 | D | |
| Common StockF1 | Feb 16, 2018 | S | 1,357 | $70.9067 | D | 31,618 | D | |
| Common Stock 401(k) | holding | — | — | — | 821 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $58.345 | Feb 15, 2018 | M | 11,700 | D | Jan 30, 2015 | Jan 30, 2021 | Common Stock | 11,700 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $70.99 and the lowest price at which shares were sold was $70.72