SEC Form 4 · accession 0001246360-18-000705
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery R. Young
Officer — Vice President, Tax
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 1,134 | $56.91 | A | 5,785 | D | |
| Common Stock | Feb 15, 2018 | M | 1,533 | $39.185 | A | 7,318 | D | |
| Common Stock | Feb 15, 2018 | F | 2,042 | $69.80 | D | 5,276 | D | |
| Common Stock | Feb 16, 2018 | S | 312 | $70.2916 | D | 4,964 | D | |
| Common Stock 401(k) | holding | — | — | — | 471 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $56.91 | Feb 15, 2018 | M | 1,134 | D | Jan 29, 2016 | Jan 29, 2022 | Common Stock | 1,134 | 0 | D |
| 2016 NQ Stock Option (Right to Buy) | $39.185 | Feb 15, 2018 | M | 1,533 | D | Jan 28, 2017 | Jan 28, 2023 | Common Stock | 1,533 | 1,534 | D |