SEC Form 4 · accession 0001246360-18-000481
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niyi Adedoyin
Officer — SVP & CIO
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 2,000 | $58.345 | A | 2,504 | D | |
| Common Stock | Feb 1, 2018 | M | 2,400 | $56.91 | A | 4,904 | D | |
| Common Stock | Feb 1, 2018 | F | 3,844 | $70.645 | D | 1,060 | D | |
| Common Stock | Feb 2, 2018 | S | 556 | $69.76 | D | 504 | D | |
| Common Stock 401(k) | holding | — | — | — | 3,245 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $58.345 | Feb 1, 2018 | M | 2,000 | D | Jan 30, 2015 | Jan 30, 2021 | Common Stock | 2,000 | 0 | D |
| Stock-Settled Stock Appreciation Right | $56.91 | Feb 1, 2018 | M | 2,400 | D | Jan 29, 2016 | Jan 29, 2022 | Common Stock | 2,400 | 0 | D |