SEC Form 4 · accession 0001246360-18-000284
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Harkness
Officer — VP, Treas. & Chief Risk Off.
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 2,400 | $44.015 | A | 8,910 | D | |
| Common Stock | Jan 22, 2018 | F | 1,826 | $69.46 | D | 7,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $44.015 | Jan 22, 2018 | M | 2,400 | D | Jan 26, 2013 | Jan 26, 2019 | Common Stock | 2,400 | 0 | D |