SEC Form 4/A · accession 0001246360-17-002951
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul G Yovovich
Director
Period of report
Aug 1, 2017
Accepted (ET)
Oct 26, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 1, 2017 | A | 840 | $61.85 | A | 19,288 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 60 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 52 shares acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Fee Plan ("Deferred Fee Plan").
- F2Includes that portion of (a) the quarterly payment of the annual directors' fee (363 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (363) shares which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.