SEC Form 4 · accession 0001246360-17-002198
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Golden
Officer — EVP, Gen. Counsel and Secy
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2017 | M | 8,000 | $33.935 | A | 39,783 | D | |
| Common Stock | Jun 12, 2017 | F | 5,571 | $64.375 | D | 34,212 | D | |
| Common StockF1 | Jun 13, 2017 | S | 2,429 | $65.4198 | D | 31,783 | D | |
| Common Stock 401(k) | holding | — | — | — | 805 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $33.935 | Jun 12, 2017 | M | 8,000 | D | Jan 27, 2012 | Jan 27, 2018 | Common Stock | 8,000 | 5,300 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $65.4900 and the lowest price at which shares were sold was $65.3045