SEC Form 4 · accession 0001246360-17-002120
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F Titterton
Officer — SVP & Chief Comm. Off. Rail NA
Period of report
Jun 5, 2017
Accepted (ET)
Jun 6, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | M | 1,966 | $39.185 | A | 12,261 | D | |
| Common StockF1 | Jun 5, 2017 | S | 1,966 | $61.6697 | D | 10,295 | D | |
| Common StockF2 | Jun 5, 2017 | S | 877 | $61.7099 | D | 9,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 NQ Stock Option (Right to Buy) | $39.185 | Jun 5, 2017 | M | 1,966 | D | Jan 28, 2017 | Jan 28, 2023 | Common Stock | 1,966 | 9,834 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $61.79 and the lowest price at which shares were sold was $61.59
- F2Represents the weighted average sale price. The highest price at which shares were sold was $61.86 and the lowest price at which shares were sold was $61.62