SEC Form 4 · accession 0001246360-17-002014
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Ellman
Officer — EVP & President, N. Amer. Rail
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2017 | M | 9,300 | $33.935 | A | 30,740 | D | |
| Common Stock | May 23, 2017 | F | 7,061 | $60.9892 | D | 23,679 | D | |
| Common StockF1 | May 24, 2017 | S | 2,239 | $61.5174 | D | 21,440 | D | |
| Common Stock 401(k) | holding | — | — | — | 8,628 | I | 401k shares |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $33.935 | May 23, 2017 | M | 9,300 | D | Jan 27, 2012 | Jan 27, 2018 | Common Stock | 9,300 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $61.76 and the lowest price at which shares were sold was $60.93