SEC Form 4 · accession 0001246360-17-000847
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Niyi Adedoyin
Officer — SVP & CIO
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 1:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 1,900 | $39.185 | A | 3,173 | D | |
| Common StockF1 | Feb 16, 2017 | S | 1,900 | $58.6356 | D | 1,273 | D | |
| Common StockF2 | Feb 16, 2017 | S | 503 | $58.6118 | D | 770 | D | |
| Common Stock 401(k) | holding | — | — | — | 3,164 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2016 NQ Stock Option (Right to Buy) | $39.185 | Feb 16, 2017 | M | 1,900 | D | Jan 28, 2017 | Jan 28, 2023 | Common Stock | 1,900 | 3,800 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $58.69 and the lowest price at which shares were sold was $58.57
- F2Represents the weighted average sale price. The highest price at which shares were sold was $58.635 and the lowest price at which shares were sold was $58.57