SEC Form 4 · accession 0001246360-17-000397
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery R. Young
Officer — Vice President, Tax
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 1,000 | $45.891 | A | 8,050 | D | |
| Common Stock | Jan 30, 2017 | M | 1,533 | $39.185 | A | 9,583 | D | |
| Common Stock | Jan 30, 2017 | F | 2,072 | $58.70 | D | 7,511 | D | |
| Common Stock | Jan 31, 2017 | S | 230 | $57.4256 | D | 7,281 | D | |
| Common Stock 401(k) | holding | — | — | — | 460 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $45.891 | Jan 30, 2017 | M | 1,000 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 1,000 | 0 | D |
| 2016 NQ Stock Option (Right to Buy) | $39.185 | Jan 30, 2017 | M | 1,533 | D | Jan 28, 2017 | Jan 28, 2023 | Common Stock | 1,533 | 3,067 | D |