SEC Form 4 · accession 0001246360-17-000377
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael T. Brooks
Officer — SVP & Chief Ops. Off. Rail NA
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2017 | A | 2,734 | $0.00 | A | 23,334 | D | |
| Common Stock | Jan 26, 2017 | F | 948 | $61.175 | D | 22,386 | D | |
| Common Stock 401(k) | holding | — | — | — | 530 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 NQ Stock Option (Right to Buy)F1 | $61.175 | Jan 26, 2017 | A | 5,800 | A | Jan 26, 2018 | Jan 26, 2024 | Common Stock | 5,800 | 5,800 | D |
Explanation of responses
- F133.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.