SEC Form 4 · accession 0001246360-16-007002
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah A Golden
Officer — EVP, Gen. Counsel and Secy
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 24, 2016 | M | 10,000 | $26.155 | A | 41,374 | D | |
| Common Stock | Oct 24, 2016 | F | 7,295 | $46.875 | D | 34,079 | D | |
| Common StockF1 | Oct 25, 2016 | S | 1,601 | $46.0687 | D | 32,478 | D | |
| Common Stock 401(k) | holding | — | — | — | 797 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $26.155 | Oct 24, 2016 | M | 10,000 | D | Jan 28, 2011 | Jan 28, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $46.04