SEC Form 4 · accession 0001246360-16-007001
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Muckian
Officer — Sr. VP and Controller
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 24, 2016 | M | 5,800 | $33.935 | A | 20,476 | D | |
| Common Stock | Oct 24, 2016 | F | 4,697 | $46.875 | D | 15,779 | D | |
| Common StockF1 | Oct 25, 2016 | S | 1,300 | $46.0192 | D | 14,479 | D | |
| Common Stock 401(k) | holding | — | — | — | 2,829 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $33.935 | Oct 24, 2016 | M | 5,800 | D | Jan 27, 2012 | Jan 27, 2018 | Common Stock | 5,800 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $46.00