SEC Form 4 · accession 0001246360-16-006459
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Muckian
Officer — Sr. VP and Controller
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 4,000 | $26.155 | A | 18,645 | D | |
| Common Stock | Aug 8, 2016 | F | 2,834 | $45.355 | D | 15,811 | D | |
| Common Stock 401(k) | holding | — | — | — | 2,804 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $26.155 | Aug 8, 2016 | M | 4,000 | D | Jan 28, 2011 | Jan 28, 2017 | Common Stock | 4,000 | 0 | D |