SEC Form 4 · accession 0001246360-16-004753
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Earl
Officer — EVP and Pres., GATX Rail Intl.
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2016 | M | 26,600 | $16.685 | A | 97,138 | D | |
| Common Stock | Feb 25, 2016 | F | 19,038 | $41.15 | D | 78,100 | D | |
| Common Stock 401(k) | holding | — | — | — | 10,058 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $16.685 | Feb 25, 2016 | M | 26,600 | D | Mar 4, 2010 | Mar 4, 2016 | Common Stock | 26,600 | 0 | D |