SEC Form 5 · accession 0001246360-16-004238
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M. Conniff
Officer — Sr. VP, Human Resources
Period of report
Dec 31, 2015
Accepted (ET)
Jan 29, 2016 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock 401(k)F2,F3 | Dec 31, 2015 | J | 88 | $42.55 | A | 4,531 | I | 401(k) shares |
| Common StockF1 | holding | — | — | — | 1,810 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes .005 shares acquired through the reinvestment of dividends.
- F2The price of the stock is based on the closing price on 12/31.
- F3These shares were acquired during the fiscal year (1/1-12/31) pursuant to the GATX 401(k) plan.