SEC Form 4 · accession 0001246360-15-003527
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D. Harkness
Officer — VP, Treas. & Chief Risk Off.
Period of report
Oct 27, 2015
Accepted (ET)
Nov 10, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | M | 1,800 | $16.685 | A | 3,950 | D | |
| Common Stock | Oct 27, 2015 | F | 1,014 | $45.655 | D | 2,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $16.685 | Oct 27, 2015 | M | 1,800 | D | Mar 4, 2010 | Mar 4, 2016 | Common Stock | 1,800 | 0 | D |