SEC Form 4 · accession 0001246360-15-003404
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Kenney
Officer — Chairman, President and CEO · Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2015 | M | 73,900 | $16.685 | A | 187,554 | D | |
| Common Stock | Oct 26, 2015 | F | 47,820 | $47.665 | D | 139,734 | D | |
| Common Stock 401(k) | holding | — | — | — | 8,997 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $16.685 | Oct 26, 2015 | M | 73,900 | D | Mar 4, 2010 | Mar 4, 2016 | Common Stock | 73,900 | 0 | D |
Explanation of responses
- F1Since the date of last ownership report, the reporting person transferred 6,932 shares of GATX common stock pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by ex-spouse.