SEC Form 4 · accession 0001246360-15-003385
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curt F Glenn
Officer — Sr. VP, Portfolio Management
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2015 | M | 9,900 | $16.685 | A | 32,496 | D | |
| Common Stock | Oct 26, 2015 | F | 5,884 | $47.665 | D | 26,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $16.685 | Oct 26, 2015 | M | 9,900 | D | Mar 4, 2010 | Mar 4, 2016 | Common Stock | 9,900 | 0 | D |