SEC Form 4 · accession 0001246360-15-003383
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Muckian
Officer — Sr. VP and Controller
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2015 | M | 5,900 | $16.685 | A | 18,770 | D | |
| Common Stock | Oct 26, 2015 | M | 1,600 | $26.155 | A | 20,370 | D | |
| Common Stock | Oct 26, 2015 | F | 4,362 | $47.665 | D | 16,008 | D | |
| Common StockF1 | Oct 27, 2015 | S | 3,138 | $46.0631 | D | 12,870 | D | |
| Common Stock 401(k) | holding | — | — | — | 2,729 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $16.685 | Oct 26, 2015 | M | 5,900 | D | Mar 4, 2010 | Mar 4, 2016 | Common Stock | 5,900 | 0 | D |
| Stock-Settled Stock Appreciation Right | $26.155 | Oct 26, 2015 | M | 1,600 | D | Jan 28, 2011 | Jan 28, 2017 | Common Stock | 1,600 | 4,000 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $46.23 and the lowest price at which shares were sold was $45.3818