SEC Form 4 · accession 0001246360-15-001241
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery R. Young
Officer — Vice President, Tax
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 1:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 1,000 | $45.891 | A | 8,036 | D | |
| Common Stock | Feb 25, 2015 | F | 818 | $62.45 | D | 7,218 | D | |
| Common Stock | Feb 26, 2015 | M | 1,067 | $44.015 | A | 8,285 | D | |
| Common Stock | Feb 26, 2015 | S | 643 | $62.3765 | D | 7,642 | D | |
| Common Stock | Feb 26, 2015 | F | 848 | $62.835 | D | 6,794 | D | |
| Common Stock | Feb 27, 2015 | S | 109 | $62.8124 | D | 6,685 | D | |
| Common Stock 401(k) | holding | — | — | — | 434 | I | 401-K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $45.891 | Feb 25, 2015 | M | 1,000 | D | Jan 24, 2014 | Jan 24, 2020 | Common Stock | 1,000 | 1,000 | D |
| Stock-Settled Stock Appreciation Right | $44.015 | Feb 26, 2015 | M | 1,067 | D | Jan 26, 2013 | Jan 26, 2019 | Common Stock | 1,067 | 0 | D |