SEC Form 4 · accession 0001246360-15-000783
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T. Brooks
Officer — Sr. VP Operations & Technology
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 12:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 3,400 | $26.155 | A | 13,550 | D | |
| Common Stock | Feb 10, 2015 | F | 2,079 | $60.03 | D | 11,471 | D | |
| Common StockF1 | Feb 11, 2015 | S | 1,321 | $59.4117 | D | 10,150 | D | |
| Common Stock 401(k) | holding | — | — | — | 437 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $26.155 | Feb 10, 2015 | M | 3,400 | D | Jan 28, 2011 | Jan 28, 2017 | Common Stock | 3,400 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. The highest price at which shares were sold was $59.5900 and the lowest price at which shares were sold was $59.2300