SEC Form 5 · accession 0001246360-15-000411
GATX CORP · GATX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Earl
Officer — EVP and Pres., GATX Rail Intl.
Period of report
Dec 31, 2014
Accepted (ET)
Jan 28, 2015 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040211
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock 401(k)F2,F3 | Dec 31, 2014 | J | 61 | $57.54 | A | 9,495 | I | 401(k) Plan |
| Common StockF1 | holding | — | — | — | 53,996 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 305.530 shares acquired through the reinvestment of dividends.
- F2The price of the stock is based on the closing price on 12/31.
- F3These shares were acquired during the fiscal year (1/1-12/31) pursuant to the GATX 401(k) plan.