SEC Form 5 · accession 0001179110-19-003623
GAP INC · GAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Fisher
Director · 10% Owner
Period of report
Feb 2, 2019
Accepted (ET)
Mar 8, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2018 | G | 581,119 | $0.00 | D | 8,804,190 | I | By Trusts |
| Common StockF1 | May 11, 2018 | G | 1,301,866 | $0.00 | D | 8,804,190 | I | By Trusts |
| Common StockF1 | May 16, 2018 | G | 902,845 | $0.00 | D | 8,804,190 | I | By Trusts |
| Common StockF1 | Oct 5, 2018 | G | 780,349 | $0.00 | D | 8,804,190 | I | By Trusts |
| Common Stock | Dec 21, 2018 | G | 4,776 | $0.00 | D | 6,561,335 | D | |
| Common Stock | Dec 21, 2018 | G | 597 | $0.00 | A | 6,561,335 | D | |
| Common Stock | Dec 21, 2018 | G | 597 | $0.00 | A | 44,387 | I | By Spouse |
| Common StockF2 | Dec 21, 2018 | G | 796 | $0.00 | A | 796 | I | By persons sharing household |
| Common StockF3 | holding | — | — | — | 27,000,000 | I | By FCH TBML LLC | |
| Common Stock | holding | — | — | — | 1,581,500 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 1,000,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 442,013 | I | By Trust | |
| Common Stock | holding | — | — | — | 20,000 | I | By Limited Partnerships |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects deemed gift of shares distributed to trust remainder beneficiary upon expiration of the trust's two-year term.
- F2Reflects gift of shares by the reporting person to persons sharing the reporting person's household. The reporting person disclaims beneficial ownership of shares of GapCommon Stock owned by such persons. The shares reported herein are part of the above-referenced gift made by the reporting person on the same date.
- F3The reporting person is the sole manager and a member of FCH TBML LLC, a Delaware limited liability company that owns the reported securities. As manager of FCH TBML LLC, the reporting person may be deemed to have indirect beneficial ownership of the 27,000,000 shares of Gap Common Stock of which FCH TBML LLC has beneficial ownership. The reporting person disclaims beneficial ownership of all shares of Gap Common Stock held by FCH TBML LLC except to the extent of his pecuniary interest therein.
- F4The reporting person disclaims beneficial ownership of all shares of Gap Common Stock held by the trust except to the extent of his indirect pecuniary interest therein.