SEC Form 4 · accession 0000039911-17-000115
GAP INC · GAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dara Bazzano
Officer — VP Finance
Period of report
Aug 20, 2017
Accepted (ET)
Aug 22, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2017 | M | 800 | $0.00 | A | 3,666 | D | |
| Common Stock | Aug 20, 2017 | F | 300 | $22.65 | D | 3,366 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Aug 20, 2017 | M | 800 | D | — | — | Common Stock | 800 | 20,175 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Gap Inc. Common Stock.
- F2On August 20, 2013, the reporting person was granted 3,200 restricted stock units, vesting in 4 equal annual installments beginning on the first anniversary of the grant date.