SEC Form 4 · accession 0001179110-18-000421
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Gary Shullaw
Officer — EVP and General Counsel
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | F | 1,173 | $16.65 | D | 29,299 | D | |
| Common Stock | Dec 29, 2017 | D | 4,996 | $0.00 | D | 24,303 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This disposition represents shares cancelled by the Issuer in connection with the January 16, 2015 grant of performance-based restricted shares to the Reporting Person as the performance goals for the period ended December 29, 2017 were not achieved and the shares were thus forfeited.