SEC Form 4 · accession 0001179110-17-011289
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Einiger
Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2017 | P | 5,000 | $15.4475 | A | 41,537 | D | |
| Common StockF2 | Aug 8, 2017 | P | 5,000 | $15.3826 | A | 46,537 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price of 5,000 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on August 7, 2017 with purchase prices ranging from $15.425 to $15.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Reflects the weighted average price of 5,000 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on August 8, 2017 with purchase prices ranging from $15.30 to $15.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.