SEC Form 4 · accession 0001179110-17-008589
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel M Simon
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2017 | A | 4,321 | $0.00 | A | 23,938 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The units granted to the Reporting Person vest in full on the earlier of June 1, 2018 or the day immediately preceding the 2018 annual meeting of stockholders, provided that the Reporting Person is a member of the Issuer's board of directors on such date. Upon vesting each unit will be settled in one share of the Issuer's Common Stock.