SEC Form 4 · accession 0001179110-17-000277
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S. Burnett
Officer — EVP & Chief Financial Officer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | F | 1,794 | $15.80 | D | 52,392 | D | |
| Common Stock | Dec 31, 2016 | D | 5,331 | $0.00 | D | 47,061 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This disposition represents shares cancelled by the Issuer in connection with the February 5, 2014 grant of performance-based restricted shares to the Reporting Person as the performance goals for the period ended December 31, 2016 were not achieved and the shares were thus forfeited.