SEC Form 4 · accession 0001179110-16-020908

AV Homes, Inc. · AVHI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 1, 2016

Accepted (ET)

Mar 3, 2016 · 4:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000039677

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 1, 2016	P	2,400	$9.93	A	308,200	I	By Limited Partnership
Common Stock^F2	Mar 1, 2016	P	400	$9.93	A	50,199	I	By Offshore Fund
Common Stock^F1	Mar 3, 2016	P	200	$9.98	A	308,400	I	By Limited Partnership
Common Stock	holding	—	—		—	182,633	D
Common Stock	holding	—	—		—	173,900	I	By Trust fbo Mother

No Table II lines on this filing.

F1Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
F2Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.