SEC Form 4 · accession 0001179110-16-018654
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Gary Shullaw
Officer — EVP and General Counsel
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2016 | A | 19,559 | $0.00 | A | 27,624 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of 11,735 shares of performance-based restricted stock that will vest on December 31, 2019 based on achievement of certain total shareholder return goals and 7,824 shares of time-based restricted stock that will in 25% increments on December 31 of each of 2016, 2017, 2018 and 2019.