SEC Form 4 · accession 0001179110-15-013139
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Lionel Nash
Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 8:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2015 | P | 129,000 | $13.50 | A | 301,000 | I | By Limited Partnership |
| Common StockF1 | Sep 4, 2015 | P | 4,800 | $13.25 | A | 305,800 | I | By Limited Partnership |
| Common StockF2 | Sep 4, 2015 | P | 21,000 | $13.50 | A | 49,000 | I | By Offshore Fund |
| Common StockF2 | Sep 4, 2015 | P | 799 | $13.25 | A | 49,799 | I | By Offshore Fund |
| Common Stock | holding | — | — | — | 182,633 | D | ||
| Common Stock | holding | — | — | — | 173,900 | I | By Trust fbo Mother |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by a limited partnership. The managing general partner of the limited partnership is directly controlled by the reporting person. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except to the extent of his pecuniary interest therein.
- F2Shares are held by an offshore fund. The reporting person controls the management company for this fund. The reporting person disclaims beneficial ownership of the shares held by the offshore company except to the extent of his pecuniary interest therein, which results solely from a compensatory arrangement pursuant to which certain amounts to be paid to the reporting person are valued by reference to the managed account.