SEC Form 4 · accession 0001179110-15-004739
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger A Cregg
Officer — President and CEO · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2015 | P | 1,778 | $15.5533 | A | 230,665 | D | |
| Common StockF3 | Mar 10, 2015 | P | 2,500 | $15.1242 | A | 233,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- F2Reflects the weighted average price of 1,778 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on March 9, 2015 with purchase prices ranging from $15.44 to $15.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3Reflects the weighted average price of 2,500 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on March 10, 2015 with purchase prices ranging from $14.90 to $15.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.