SEC Form 4 · accession 0001179110-15-002097
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger A Cregg
Officer — President and CEO · Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 4, 2015 | P | 5,983 | $15.6335 | A | 225,066 | D | |
| Common Stock | Feb 4, 2015 | P | 100 | $16.21 | A | 225,166 | D | |
| Common Stock | Feb 4, 2015 | D | 196 | $0.00 | D | 224,970 | D | |
| Common StockF4 | Feb 5, 2015 | P | 1,600 | $15.4541 | A | 226,570 | D | |
| Common StockF5 | Feb 6, 2015 | P | 2,317 | $15.072 | A | 228,887 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- F2This disposition represents shares cancelled by the Issuer in connection with the December 3, 2012 grant of restricted shares to the Reporting Person. On February 4, 2015 certain of those units vested based on the achievement of certain performance goals. The shares which were eligible to vest, but did not west, were forfeited.
- F3Reflects the weighted average price of 5,983 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 4, 2015 with purchase prices ranging from $15.18 to $16.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F4Reflects the weighted average price of 1,600 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 5, 2015 with purchase prices ranging from $15.35 to $15.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F5Reflects the weighted average price of 2,317 shares of common stock of AV Homes, Inc. purchased by the reporting person in multiple transactions on February 4, 2015 with purchase prices ranging from $14.82 to $15.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.