SEC Form 4 · accession 0001179110-15-001092
AV Homes, Inc. · AVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Carl Mulac III
Officer — Executive Vice President
Period of report
Dec 31, 2013
Accepted (ET)
Jan 21, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039677
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2013 | F | 2,785 | $18.17 | D | 69,932 | D | |
| Common StockF1 | Jan 16, 2015 | A | 43,138 | $0.00 | A | 113,070 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of 25,883 shares of performance-based restricted stock that will vest on December 31, 2018 based on achievement of certain total shareholder return goals and 17,255 shares of time-based restricted stock that will in 25% increments on December 31 of each of 2015, 2016, 2017 and 2018.