SEC Form 4 · accession 0001225208-17-012602
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dietrich J. Crail
Officer — Vice President, Asia Pacific
Period of report
Jul 12, 2017
Accepted (ET)
Jul 14, 2017 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 12, 2017 | P | 970 | $51.4057 | A | 970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F1 | $44.82 | holding | — | — | — | Oct 12, 2017 | Oct 12, 2026 | Common Stock | 5,251 | 5,251 | D |
| Employee Stock Option (Right-to-Buy)F1 | $50.10 | holding | — | — | — | Jan 26, 2018 | Jan 26, 2027 | Common Stock | 13,033 | 13,033 | D |
| Performance Stock UnitsF4,F2,F3 | $0.00 | holding | — | — | — | Jan 26, 2018 | Jan 26, 2020 | Common Stock | 1,405 | 1,405 | D |
| Performance Stock UnitsF4,F2,F3 | $0.00 | holding | — | — | — | Oct 12, 2017 | Oct 12, 2019 | Common Stock | 605 | 605 | D |
| Restricted Stock UnitsF7,F5,F6 | $0.00 | holding | — | — | — | Jan 26, 2018 | Jan 26, 2020 | Common Stock | 1,924 | 1,924 | D |
| Restricted Stock UnitsF7,F5,F6 | $0.00 | holding | — | — | — | Oct 12, 2017 | Oct 12, 2019 | Common Stock | 606 | 606 | D |
Explanation of responses
- F1This option vests in three equal annual installments beginning on the date shown.
- F2These performance stock units convert into shares of common stock on a 1-for-1 basis.
- F3These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- F4Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- F5These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F6These restricted stock units vest in three equal annual installments beginning on the date shown.
- F7Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.