SEC Form 4 · accession 0001225208-17-010095
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John J Corkrean
Officer — Executive VP and CFO
Period of report
May 17, 2017
Accepted (ET)
May 19, 2017 · 11:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2017 | M | 3,773 | $50.33 | A | 3,773 | D | |
| Common Stock | May 17, 2017 | M | 810 | $50.33 | A | 4,583 | D | |
| Common Stock | May 17, 2017 | M | 636 | $50.33 | A | 5,219 | D | |
| Common StockF1 | May 17, 2017 | F | 215 | $50.33 | D | 5,004 | D | |
| Common StockF2 | May 17, 2017 | F | 274 | $50.33 | D | 4,730 | D | |
| Common StockF3 | May 17, 2017 | F | 1,269 | $50.33 | D | 3,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF6,F4,F5 | $0.00 | May 17, 2017 | M | 810 | D | May 17, 2017 | May 17, 2019 | Common Stock | 810 | 1,120 | D |
| Restricted Stock UnitsF10,F7,F8,F9 | $0.00 | May 17, 2017 | M | 636 | D | — | — | Common Stock | 636 | 1,288 | D |
| Restricted Stock UnitsF10,F7,F8 | $0.00 | May 17, 2017 | M | 3,773 | D | — | May 17, 2019 | Common Stock | 3,773 | 7,669 | D |
| Employee Stock Option (Right-to-Buy)F11 | $43.48 | holding | — | — | — | — | May 17, 2026 | Common Stock | 16,672 | 16,672 | D |
| Employee Stock Option (Right-to-Buy)F12 | $50.10 | holding | — | — | — | Jan 26, 2018 | Jan 26, 2027 | Common Stock | 23,696 | 23,696 | D |
| Performance Stock UnitsF6,F4,F5 | $0.00 | holding | — | — | — | Jan 26, 2018 | Jan 26, 2020 | Common Stock | 2,555 | 2,555 | D |
| Restricted Stock UnitsF10,F7,F13 | $0.00 | holding | — | — | — | Jan 26, 2018 | Jan 26, 2020 | Common Stock | 4,136 | 4,136 | D |
Explanation of responses
- F1Shares withheld for taxes due on 636 shares issued.
- F10Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.
- F11This option vests in three equal annual installments beginning on May 17, 2017.
- F12This option vests in three equal installments beginning on the date shown.
- F13These restricted stock units vest in three equal annual installments beginning on the date shown.
- F2Shares withheld for taxes due on 810 shares issued.
- F3Shares withheld for taxes due on 3,773 shares issued.
- F4These performance stock units convert into shares of common stock on a 1-for-1 basis.
- F5These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- F6Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- F7These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F8These restricted stock units vest in three equal annual installments beginning on May 17, 2017.
- F9These restricted stock units expire on May 17, 2019.