SEC Form 4 · accession 0001225208-17-005188
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee R Mitau
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 42,873 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF4,F2,F3 | $0.00 | Feb 28, 2017 | A | 957 | A | — | — | Common Stock | 957 | 101,560 | D |
| Stock UnitsF7,F5,F6 | $0.00 | holding | — | — | — | — | Aug 8, 1988 | Common Stock | 45,695 | 45,695 | D |
Explanation of responses
- F1This balance includes 56 shares paid in dividends which were inadvertently omitted in late 2011.
- F2Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
- F3Directors' Deferred Compensation Plan: These units (acquired after 12-31-04) will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.
- F4Directors' Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.
- F5Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
- F6Directors' Deferred Compensation Plan: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan.
- F7Directors' Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.