SEC Form 4 · accession 0001225208-15-021532
FULLER H B CO · FUL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hassan Rmaile
Officer — VP, Chief Tech & Innovation
Period of report
Nov 28, 2015
Accepted (ET)
Dec 1, 2015 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000039368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 28, 2015 | F | 194 | $39.77 | D | 3,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F3 | $41.00 | holding | — | — | — | — | Jan 22, 2025 | Common Stock | 10,027 | 10,027 | D |
| Employee Stock Option (Right-to-Buy)F4 | $48.92 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 7,323 | 7,323 | D |
| Employee Stock Option (Right-to-Buy)F5 | $39.64 | holding | — | — | — | — | Jan 24, 2023 | Common Stock | 8,233 | 8,233 | D |
| Employee Stock Option (Right-to-Buy)F6 | $32.60 | holding | — | — | — | — | Nov 28, 2022 | Common Stock | 4,063 | 4,063 | D |
| Restricted Stock UnitsF9,F7,F8 | $0.00 | holding | — | — | — | — | Jan 22, 2018 | Common Stock | 2,593 | 2,593 | D |
| Restricted Stock UnitsF9,F7,F10 | $0.00 | holding | — | — | — | — | Jan 23, 2017 | Common Stock | 1,477 | 1,477 | D |
Explanation of responses
- F1Shares withheld for taxes due on 576 shares issued pursuant to the Amended and Restated Year 2000 Stock Incentive Plan.
- F10H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
- F2Amended and Restated Year 2000 Stock Incentive Plan: 4,782 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. 1,641 restricted shares vest in three equal annual installments beginning November 28, 2013 and 3,141 restricted shares vest in three equal annual installments beginning January 24, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- F3H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
- F4H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
- F5Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- F6Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on November 28, 2013.
- F7H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
- F8H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
- F9H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.